Abstract
The valence electron structure and cohesive energy of α-Al, AlB2 and (Al-Si)B2 crystals were calculated using the empirical electron theory (EET) of solids and molecules. The calculated results indicate that Al-Al atomic layer on outermost surface of AlB2 is relatively unstable and the cohesive energy of both α-Al and AlB2 decrease with increase of Si content in Al-Si melt. According to the calculated results, a novel atomic mechanism of α-Al heterogeneously nucleating on AlB2 in Al-Si alloy is explored. After adding additional Si, a certain amount of Si atoms enter into AlB2, which results in formation of a stable Al-Si binary atomic structure layer on AlB2 surface and finally improves the stability of AlB2. This two-dimensional Al-Si atomic layer plays an important transition role in the subsequent heterogeneous nucleation process, which is responsible for the atomic mechanism of nucleation of α-Al attached to AlB2.
It is well known that, adding potent agent into aluminum alloy melt during solidification process will contribute to modifying as-cast microstructure and improving mechanical properties. Although Al-5Ti-1B master alloy is an excellent commercial refiner for most wrought aluminum alloy
In previous researc
Because the integrated AlB2 particles are already examined inside of α-Al, other mechanism of heterogeneous nucleation of α-Al is proposed for Al-Si alloy inoculated by Al-B refiner. However, it is noted that the unstable AlB2 particles cannot work as an efficient heterogeneous substrate in purity Al mel
It is well documented that the interfacial structure of solid/liquid (S/L), especially the atomic structure and composition of S/L interface, is the essential factor that controls the efficiency and potency of heterogeneous particl
In this work, we calculated the valence electron structure of two kinds of Al and AlB2 crystals using empirical electron theory (EET) of solids and molecules. Based on the calculated results, the stabilizing mechanism of AlB2 and the accurate atomic mechanism for grain refining of Al-Si alloy with B element were elucidated. Some fresh insights about the hetero-geneous nucleation of α-Al on AlB2 were proposed.
The empirical electron theory (EET) of solids and molecules was employed in this work. Since it was estab-lished by Yu Ruihuang in 197
In EET, it is considered that the VES generally consists of the covalent bonds formed by atoms, the electron distribution on covalent bonds, and the atomic states. The analysis models for VES used in this study are presented in

Fig.1 Analysis models of VES for fcc-structured Al (a), Al-xSi (b), hcp-structured AlB2 (c), and AlB2 doped with xSi (d) structure units
The calculation process and results of Al can refer to Ref.[
The lattice constants of AlB2, with a non-close packed hexagonal structure, are a=b=0.3016 nm and c=0.3268 nm. There are one aluminum atom and two boron atoms in each unit cell, and these atomic positions are shown in
We used the bond length difference (BLD) metho
In EET, Al and B atoms have the same head and tail states, given as
On the basis of the hybridization states of Al and B, we can obtain l=2, m=1, n=0, τ=0; l′=1, m′=2, n′=0, τ′=1; for Al element, R(1)h=0.0763 nm, R(1)t=0.0763 nm; for B element, R(1)h=0.119 00 nm, R(1)t=0.119 00 nm.
The attendant hybridization results of Al and B elements can be obtained by substituting the above parameters into k-formul
In AlB2 structure unit, nine kinds of covalent bonds are considered. Their covalent bond name (CBN, ), experi-mental bond length (EBL, ), equivalent bond number (EBN, Iα) are given in the follows. Here, u and v represent the atoms that form covalent bonds. The calculation formula of EBN is Iα=IM·IS·IK, in which the meaning of IM, IS and IK can be found in Ref. [
, =0.174 11 nm, I1=2/3×3×1=2 |
, =0.301 60 nm, I2=2/3×6×1=4 |
, =0.326 80 nm, I3=2/3×2×1=1.333 33 |
, =0.370 29 nm, I4=2/3×6×1=4 |
, =0.348 25 nm, I5=2/3×3×1=2 |
, =0.326 80 nm, I6=1/3×2×1=0.666 67 |
, =0.301 60 nm, I7=1/3×6×1=2 |
, =0.384 68 nm, I8=1/3×12×2=8 |
, =0.238 80 nm, I9=1/3×12×2=8 |
Firstly, we obtained the optimal lattice constants and β parameter for AlB2 structure using software of SCBLD, and the results are a=b=0.301 79 nm, c=0.326 81 nm, and β= 0.052 64. Then the VES parameters of AlB2 structure unit were obtained by substituting the optimal lattice constants and β parameter into the equations of BLD method, and the calculated results are shown in
Although with the same analysis procedures of SCBLD and BLD for two kinds of AlB2, i.e. AlB2 structure units and AlB2 doped with Si structure unit, the atom character parameters are also distinct. In AlB2 doped with Si structure unit, Al atoms are replaced by the mixed atoms of Al and Si atoms. Therefore, the characteristic parameters of the mixed atoms are the weighted average with respect to that of Al and Si atoms, which are gained from
(1) |
where x represents the atom percentage, and the meaning of the characteristic parameters of an atom, such as the covalent electron number nC, the lattice electron number nl, the magnetic electron number nm, the dumb pair electron number nd, the bond-forming ability f, and the shielding factor b is referred to Ref.[
Based on the calculated results of above parameters and the experimental lattice constants, the VES parameters of AlB2 doped with Si structure units are obtained by calculation software of SCBLD and BLD methods, and part of the corresponding calculated results are presented in
The covalent bond energies and the cohesive energy of α-Al and AlB2 crystals were calculated by the calculated VES parameters. The corresponding system of equations for bond energies (E'α) and their statistical values in the structure unit are shown in the follows.
(2) |
where the meaning of calculation parameters can be found in Ref. [
Furthermore, we calculated the cohesive energy and its statistical values of structure unit according to the system of
(3) |
where the meaning and solving of above calculation parameters can also be obtained in Ref. [
Using the BLD and SCBLD software, the bond energies and cohesive energy of α-Al, AlB2 and (Al-xSi)/B2 structure units were obtained, and the calculated results are also shown in

Fig.2 Diagram for distribution and structure of main bonds in AlB2 (a) and Al (b) unite cells

Fig.3 Variation of Al-Al bond energy and cohesive energy of α-Al doped with content of Si
Based on the VES parameters and the bond energies of Al and AlB2, the distribution and structure of main bonds in the two cells are illustrated in
It is worth noting that the surface instability of AlB2 is not only related to its own structure, but also closely related to its surface composition. Although the cohesive energy of AlB2 is relatively larger than that of Al, it is still unable to form stable AlB2 prior to α-Al when the composition of B is lower than eutectic point according to the Al-B phase diagram. For the same reason, even under the condition of sufficient B content, the local B content on the final growing surface of AlB2 must be very small compared with the Al content in melt, and the Al-B bond is weak relative to B-B bond, so the surface of AlB2 terminated with Al atoms is probable to be unstable under certain conditions. Therefore, it is necessary to stabilize the Al-Al layer on AlB2 surface to make it easy to combine and become stable enough.
According to the above discussion, in order to make the Al-Al layer on the surface of AlB2 form a stable structure in the deficiency of B, increasing the melt undercooling is one of the effective method. That is, adding additional alloy elements to impede the nucleation of matrix alloy, further reducing the freezing point of the α-Al, finally promoting the formation and stability of AlB2, and then activate AlB2 to become effective heterogeneous nucleus.
The addition of Si into Al melt will decrease the melting point and increase the nucleation undercooling. The effect of Si on the Al-Al bond energy and cohesive energy of Al is shown in
However, without the addition of B, the increase of undercooling caused by Si does not completely transform into the nucleation power of α-Al. On contrary, α-Al grain beco-mes coarser when Si content is over a certain level, and the change of Al-Si alloy grain size as a function of Si content is shown in

Fig.4 Variation of average grain size with Si content in Al-Si alloys with and without B (redrawn from Ref.[
The traditional criterion of heterogeneous nucleation is on the basis of crystallographic characteristic, i.e., atomic arran-gement misfit between nucleating substrate and matrix, which is evidently not adequate to descript the mechanism of heterogeneous nucleatio
In the case of α-Al nucleating on AlB2, although both the crystal structure and the surface constituent of AlB2 seem already satisfy the requirement for a promising nuclei of α-Al, the ultimate surface of AlB2 is unstable in molten pure Al and Al with little Si. In order to analyze the effect mechanism of Si on the surface stability of AlB2, the cohesive energies of AlB2 with different Si contents were calculated. The variation of AlB2 cohesive energy and the primary Al-B bond energy with Si content is illustrated in

Fig.5 Variation of Al-B bond energy and cohesive energy of AlB2 doped with different contents of Si
In addition, the formation sequence of AlB2 is susceptible to Si concentration based on the calculated Al-Si-B phase diagra
Based on the foregoing hypothesis and discussion, we proposed a novel atomic mechanism model to reveal the grain refining mechanism of Al-Si alloy refined with B element, as shown in

Fig.6 Schematic diagram of the novel atomic model describing the stabilization mechanism of AlB2 surface and the refining mechanism of α-Al on AlB2 in Al-Si alloy: (a) Al-Al layer breaking away from the (0001) face of AlB2; (b) formation of new (0001) face with Al-Si atoms in melt and the stabilized outermost surface of AlB2 for nucleating of α-Al
Normally, initial α-Al contains little Si compared with Al-Si alloy composition, and most Si can quickly and completely diffuse outside of α-Al with decreasing the temperature in subsequent solidification to form eutectic Si because of the faster diffusion rate. While, with the existence of AlB2 as effective nucleant in high Si melt, on the contrary, a few Si atoms are fixed on the surface of AlB2 and do not form eutectic Si with other Si atoms in the melt. In subsequent cooling stage, because of relatively low diffusion rate, as expected, many Si nanoparticles are precipitated around the surface of AlB2 particles inside of α-A

Fig.7 Schematic diagram of forming process of Si nanoparticles: (a) forming Al-Si layer on AlB2 surface and (b) participation of Si nanoparticle
Based on the above discussion, we have sound reason to infer that Si atoms in Al-Si liquid facilitate the formation and stabilization of AlB2 particle through firstly inhibiting the nucleation of α-Al to increase undercooling degree of melt; then Al-Si two-dimensional atomic layer grow on AlB2 surface owing to the decrease of cohesive energy of AlB2 and the bond energy of Al(Si)-B; finally, Si atoms in two-dimensional Al-Si layer on AlB2 surface precipitate as nano Si particles at the interface of α-Al/AlB2, which convincingly support the novel refining mechanism of Al-Si alloy proposed in this work.
1) The atomic mechanism of heterogeneous nucleation of AlB2 for α-Al in Al-Si alloy is mainly the formation of Al-Si two-dimensional atomic layer on the outermost surface of AlB2, which solves the instability problem of Al-Al atomic layer on AlB2 surface.
2) The cohesive energy of AlB2 crystal doped with Si decreases with increasing the Si content, which is the key factor leading to the stability of the whole and the outermost surface structure of AlB2. Simultaneously, the constitutional supercooling caused by Si in Al-Si melt is also an important external factor to promote the formation and stability of the Al-Si two-dimensional atomic layer. Eventually, the strengthening effect of Si atoms on the outermost surface, i.e. Al-Al atomic layer of AlB2, is the essential reason why AlB2 can become effective heterogeneous nucleus of α-Al.
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