Abstract
IN706 superalloy is particularly sensitive to the parameters of hot working process. The flow stress of the IN706 superalloy was investigated during reduction deformation of 30%, 45%, and 60% under the isothermal compression conditions of temperature at 1143–1393 K and strain rate at 0.01, 0.1, 0.5, and 1
Turbine disc is one of the core hot end components in gas turbines. As the carrier of turbine rotor blades, turbine disc bears the rotation load of hot end during operation, and its forming quality is important to the whole gas turbine. Based on the chemical content modification of Mo, Nb, and Ti elements, precipitation strengthening with reduced segrega-tion occurs in IN706 superalloy, which is caused by coherent Ni3X-type compounds, such as Ni3Nb and Ni3(Al, Ti
The hot working preparation for superalloys is usually ameliorated based on the hot compression test results. Moreover, IN706 superalloy is particularly sensitive to the parameters of hot working process. Generally, the microstructure of Inconel alloys consists of γ′, γ″, η (Ni3Ti), (Nb, Ti, Ni)C carbides, and Laves phases in the face-centered cubic (fcc) γ matri
IN706 superalloy is generally used after precipitation hardening, and the hardening treatment is commonly two-step aging or direct aging, which can achieve optimum tensile strength. Besides, the three-step aging with h-stabilization treatment can achieve better creep/rupture propertie
As the foundation of engineering part production, thermal deformation processes require not only the information of alloy microstructure and mechanical properties but also the dimensional accurac
Therefore, the thermal deformation behavior of IN706 superalloy was studied in this research based on the simulated thermal compression tests. Firstly, the simulated orthogonal thermal compression tests were conducted. Then, the high temperature constitutive equation based on Arrhenius model considering strain compensation was established. Finally, the hot working diagram of IN706 superalloy with the experiment parameter ranges was established, and the hot working process parameter window could be optimized.
The experiment material was IN706 superalloy, and its strengthening phase mainly consists of γ′ and γ″ phases. The main composition of IN706 superalloy is shown in
C | Mn | Si | P | S | Ni | Cr | Ti | Al | B | Cu | Nb | Ta | Fe |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0.06 | 0.35 | 0.35 | 0.02 | 0.015 | 39–44 | 14.5–17.5 | 1.5–2.0 | 0.4 | 0.006 | 0.3 | 2.5–3.3 | 0.05 | Bal. |
The test specimen was cylindrical and finished with Ф10 mm×15 mm in dimension. The simulated orthogonal thermal compression test was conducted by Gleeble-3500 tester (DSI Corporation, New York, USA) with parameter setting. The Gleeble-3500 thermal/force simulation testing machine adopts computer programming control, which can accurately measure the test parameters, such as temperature, strain rate, stress, and strain, and collect test data through computer in real time. The upper and lower end faces were parallel to each other. The mechanical perpendicularity of the vertical face was main-tained, and the two end surfaces were smooth to decrease the effects of transverse friction on deformation. The axis of the cylindrical specimen was the axial line of the bar billet. In the experiment, a radial sensor was used in the deformation of the specimen to measure the cross-section area and the collected signals were used to control the tester parameters. The specimen was compressed under a constant strain rate, and the temperature deviation was controlled as ±1 K. During the test, the loading chamber was vacuumed to prevent oxidation at high temperature, and the specimen was quenched by water cooling system.
The temperature of simulated isothermal compression experiment was 1143, 1193, 1243, 1273, 1283, 1293, 1313, 1353, and 1393 K. The strain rate was 0.01, 0.1, 0.5, and 1

Fig.1 Appearance of IN706 specimens after different reduction deformation
According to the test scheme of IN706 superalloy, 108 thermal simulated compression specimens were tested under different temperature, strain rate, and reduction deformation conditions. After hot deformation, water cooling was used to retain the microstructure under high temperature deformation conditions. The Gleeble-3500 thermal/force simulation testing machine was used to conduct thermal compression tests, and the stress-strain curves of the specimens under different conditions are shown in

Fig.2 Stress-strain curves of IN706 superalloy at different temperatures and strain rates: (a) 0.01
It can be seen that under the same strain rate, the flow stress of IN706 superalloy specimens is decreased with the increase in deformation temperature. This is because with the increase in deformation temperature, the thermal activation effect of the material is enhanced, the average kinetic energy of metal atoms is increased, and the amplitude of atomic vibration is increased, resulting in the increase in dislocation and vacancy activity and the enhancement of slip system. Thus, the plasticity of IN706 superalloy is enhanced and the deformation resistance degrades. During the high temperature deformation, dynamic recovery and dynamic recrystallization are the main softening mechanisms of plastic deformation of metal materials.
Correspondingly, under the same deformation temperature condition, the stress of IN706 superalloy is increased with the increase in strain rate. This is because the deformation storage energy of metal materials is increased with the increase in strain rate, and the plastic deformation cannot be fully com-pleted in the deformation body, resulting in more elastic defor-mation and more obvious work hardening effect. Therefore, the deformation resistance of the IN706 superalloy increases.
The shape characteristics of the stress-strain curves are useful to determine the hot deformation mechanism of IN706 superalloy, which mainly depends on the strain rate and deformation temperature during the hot deformation process. As shown in
The influence of temperature and strain rate on the thermal deformation behavior of materials can be characterized by Zener-Hollomon parameter Z, and the specific influence law obeys the exponential relationship, as follows:
Z=exp(Q/RT) | (1) |
where Q is the deformation activation energy (J·mo
The Arrhenius model is a widely used constitutive model in phenomenological constitutive equations, which can describe the deformation process of materials, especially the relation-ship among flow stress, strain rate, and deformation temper-ature under high temperature deformation conditions. It is generally believed that the deformation process of materials under high temperature conditions is a thermal activation process, which is related to the strain rate, strain, and deformation temperature. Besides, the deformation rate is controlled by the thermal activation process and follows the Arrhenius equation law, as follows:
=AF(σ)exp(-Q/RT) | (2) |
where F(σ) is a function of stress and A is material constant. F(σ) has three expressions, as follows:
F(σ)= | (3) |
F(σ)=exp(βσ) ασ>1.2 | (4) |
F(σ)=[sinh(ασ) | (5) |
where n′, β, α, and n are material constants. Additionally, the relationship among n′, β, and α is expressed in
α=β/n′ | (6) |
The power function
The Zener-Hollomon parameter Z (temperature-compensated strain rate factor) in
By solving Eq.(
(7) |
(8) |
where B and C are material parameters.
Taking natural logarithm of both sides of Eq.(
(9) |
(10) |
The stress and strain rate obtained from the tests under the condition of strain ε=0.2 are substituted into Eq.(

Fig.3 Relationships of lnσ-ln (a) and σ-ln (b) under different temperature conditions
Considering all stress-strain conditions,
(11) |
Taking natural logarithm of the both sides of
(12) |
Under certain temperature conditions,
(13) |
Therefore, the value of parameter n can be calculated from the slope of the ln[sinh(ασ)]-ln curve, as shown in

Fig.4 Relationship of ln[sinh(ασ)]-ln under different temperature conditions
(14) |
When the abscissa changes from 1/T to 1000/T, the unit of the corresponding ordinate Q changes from J/mol to kJ /mol, and the Q value can be obtained by the slope, as shown in

Fig.5 Relationship of ln[sinh(ασ)]-1000/T under different strain rate conditions
After the Q value is obtained, lnA can be calculated by the ordinate intercept of the linear fitting lines in
It is well known that the strain of the material barely has influence on the flow stress during the high temperature deformation, and the abovementioned material parameters (α, n, Q, and lnA) are generally considered as constants, i.e., they do not change with the strain. Thus, the strain term is ignored in
(15) |

Fig.6 Relationships between strain and material parameters: (a) α, (b) n, (c) Q, and (d) lnA
where C0‒C5, D0‒D5, E0‒E5, and F0‒F5 are fitting coefficients.
As shown in
Parameter | α | n | Q | lnA |
---|---|---|---|---|
Fitting coefficient | C0=0.006 33 | D0=2.411 03 | E0=574.868 | F0=50.746 22 |
C1=-0.015 39 | D1=47.863 68 | E1=3 255.273 | F1=288.509 2 | |
C2=0.063 46 | D2=-314.177 | E2=-26 728.8 | F2=-2 391.03 | |
C3=-0.122 69 | D3=894.797 3 | E3=79 652.47 | F3=7 139.159 | |
C4=0.121 21 | D4=-1 156.21 | E4=-105 023 | F4=-9 422.34 | |
C5=-0.048 12 | D5=548.783 8 | E5=50 583.28 | F5=4 541.279 | |
Correlation coefficient, R | 0.999 34 | 0.964 04 | 0.992 9 | 0.993 16 |
By substituting
(16) |
The simulation results obtained from Arrhenius constitutive equation and the experiment results are shown in

Fig.7 Experimental and simulated results at different stain rates: (a) 0.01
In order to quantify the simulation accuracy of the established constitutive equation, two statistical error quantification indexes are introduced: correlation coefficient R and average absolute value of relative error (AARE), as follows:
(17) |
(18) |
where Ei is the experimental stress value (MPa);E is the average experimental stress value (MPa); Pi is the simulated stress value (MPa);P is the average simulated stress value (MPa); N is the total number of data.
R is a commonly used statistical parameter, which represents the degree of linear correlation between the experimental and simulated data. The consistency between the experimental and simulated data cannot be accurately evaluated by the correlation coefficient. However, the absolute value of AARE is an unbiased statistical parameter as a representation of the relative error between data points. Therefore, AARE can be used to evaluate the accuracy of constitutive equation. The quantitative analysis results of the constitutive equation are shown in

Fig.8 Correlation between simulated stress of constitutive equation and experimental stress
As a process reference diagram based on dynamic material model, the hot processing map of materials is formed by superposition of energy dissipation rate curves and plastic deformation instability curves, reflecting the internal structure change mechanism of materials during deformation to a certain extent. The establishment of the hot processing map provides a basis for the feasibility analysis of the hot working process of materials, and the division of the safe zone and the unstable zone of plastic working provides a reference for the optimization of processing parameters.
In the hot processing map, the instability criterion based on the principle of irreversible thermodynamics can be used to determine the instability region of material flow in the large plastic deformation. Additionally, the hot processing map can be used to explain various plastic deformation mechanisms, determine the rheological instability zone which should be avoided in the hot working process, and finally determine the temperature and strain rate ranges to obtain excellent microstructure. Based on the abovementioned analysis, it can be concluded that the optimal thermodynamic parameter range is related to the superplastic or dynamic recrystallization region in the energy dissipation diagram. In addition, other deformation mechanisms may have residual defects in the deformed component, eventually leading to substandard material properties. Thus, those deformation mechanisms should be avoided during the deformation process.
Based on the dynamic material model theory, in a thermodynamic closed system of material plastic deformation, the relationship among the energy J involved in micro-structure evolution, the energy G dissipated by plastic deformation (P=G+J), and strain rate sensitivity index m can be expressed by
(19) |
According to the simulated thermal compression test results, the relationship curves of lnσ-ln under different temperature and strain conditions can be obtained, as shown in

Fig.9 Relationships of lnσ-ln under different temperatures and strains: (a) ε=0.2, (b) ε=0.4, (c) ε=0.6, and (d) ε=0.8
Based on the lnσ-ln curves, the calculation method of Prasad energy dissipation map can be used to obtain the deformation energy dissipation map of IN706 superalloy. Usually, this method fits a cubic polynomial for a given deformation temperature, and then the strain velocity sensi-tivity index m can be calculated, as expressed by Eq.(
(20) |
(21) |
(22) |
where a, b, c, and d are the fitting coefficients; η is the energy dissipation rate. After the strain rate sensitivity index m is obtained, the energy dissipation rate η under different deformation temperatures and strain rates can be calculated by

Fig.10 3D energy dissipation maps of IN706 superalloy at different strains: (a) ε=0.2, (b) ε=0.4, (c) ε=0.6, and (d) ε=0.8

Fig.11 Energy dissipation contour maps of IN706 superalloy at different strains: (a) ε=0.2, (b) ε=0.4, (c) ε=0.6, and (d) ε=0.8
According to
The region with low energy dissipation rate appears in the region with temperature of 1273–1283 K and high strain rate, indicating that the energy dissipation in this region is mainly used for deformation at high temperature. The energy involved in the microstructure evolution is relatively small, so it is easy to induce the deformation mechanism of defects. The peak value of energy dissipation rate in
Considering that the strain rate sensitivity index m is not constant, Murty et a
(23) |
Then, the dissipation efficiency factor η can be defined, as follows:
(24) |
Therefore, the plastic instability criterion is shown in
(25) |
The Murty instability criterion is based on the continuous theory of large plastic deformation. Since it is not an empirical formula, it can be applied to any type of flow stress and strain rate curves. At the same time, Murty instability criterion is the most promising method because of its simple form, convenient calculation, and rigorous analysis. Based on the experimental results in this research and Murty instability criterion, 3D instability maps under different conditions are obtained, as shown in

Fig.12 3D instability maps based on Murty instability criterion at different strains: (a) ε=0.2, (b) ε=0.4, (c) ε=0.6, and (d) ε=0.8
Based on the energy dissipation maps in

Fig.13 Hot processing maps based on Murty instability criterion at different strains: (a) ε=0.2, (b) ε=0.4, (c) ε=0.6, and (d) ε=0.8
It can be found that when the strain is 0.2, the instability region in
Generally, the largest area of energy dissipation in the hot working diagram is the optimal hot working area, and the corresponding area is related to the energy involved in microstructure evolution of higher proportion during the thermal deformation process, which is conducive to the deformation mechanism, such as dynamic recrystallization, for the optimization of microstructure and properties. Therefore, based on the instability region and 3D energy dissipation rate diagram of the hot processing maps, the optimal processing window in this research should be strain rate of 0.1
1) IN706 superalloy exhibits the typical flow behavior. The stress is sensitive to the deformation temperature and strain rate.
2) The constitutive equation based on Arrhenius model with strain compensation shows good prediction accuracy with R=0.9846 and AARE=6.5922%.
3) The energy dissipation maps of IN706 superalloy is obtained based on the dynamic material model, and the hot processing map is established based on Murty criterion. The optimal processing window should be strain rate of 0.1
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