Abstract
The growth kinetics process and tribological properties of niobium carbide (NbC) coatings prepared by the pack cementation method on the 40Cr and 45 steel substrates were investigated with the main raw materials of iron niobium powder, ammonium chloride, and alumina under the conditions of different temperatures (1123~1273 K) and different treatment durations (1~4 h). Results show that the coating is compact and well bonded with the substrate interface, and it is mainly composed of NbC phase. The thickness of the coatings on 40Cr and 45 steel substrates is 1.703±0.285~8.457±0.240 and 1.987±0.355~9.247±0.275 μm, respectively. The growth kinetics study shows that the coating growth is controlled by the diffusion process, and the thickness has a parabolic relationship with the treatment duration. The activation energies of the NbC growth process on the 40Cr and 45 steel substrates are 113.80 and 102.76 kJ/mol, respectively. After treatment at 1273 K for 4 h, the hardness of NbC coating reaches more than 21 560 MPa, which is 5.49~8.06 times higher than that of the steel substrate. With GCr15 steel ball as the grinding material, the average coefficient of friction of NbC coating on the 40Cr and 45 steel substrates is 0.393 and 0.342, respectively; the average coefficient of friction of substrate is 1.3~1.6 times higher than that of the NbC coating. The volume wear rate of NbC coating is about 34.9%~37.5% of that of the steel matrix, indicating that the NbC coating has excellent wear resistance and wear reduction performance. The friction and wear mechanism of NbC coating is abrasive wear, adhesion wear, and oxidation wear.
Science Press
The protective coating on the steel surface can improve the surface properties of the steel and thus prolong the service life of the steel. The coatings of transition metal (TM)-carbides, TM-nitrides, and niobium carbide (NbC) have all been widely applied to enhance the mechanical properties of components because of their high hardness, high melting point, low coefficient of friction, superb wear resistance, and good corrosion resistanc
Currently, the preparation methods of NbC coating have been investigated to improve the surface mechanical properties of components, such as laser cladding (LC
During TRD process, the specific methods for NbC coating preparation are the pack cementation, salt bath, and double glow plasm
In this research, the NbC coatings were prepared on different substrates by the pack cementation method. The influence of different substrates on the growth kinetics of NbC coatings was discussed. The typical carbon steel (45 steel) and low alloying steel (40Cr steel) were selected as the base material. The effects of substrates on the phase, thickness, morphology, and growth kinetics of NbC coatings were analyzed. The slow reciprocation friction experiments were conducted to analyze the tribological properties and friction mechanism of the steel substrates with NbC coating.
The base materials were 45 steel and 40Cr steel, and their chemical composition is listed in
Element | 45 steel | 40Cr steel |
---|---|---|
C | 0.42~0.50 | 0.37~0.44 |
Cr | ≤0.25 | 0.80~1.10 |
Ni | ≤0.25 | ≤0.25 |
Mn | 0.50~0.80 | 0.50~0.80 |
P | ≤0.035 | ≤0.035 |
S | ≤0.035 | ≤0.035 |
Si | 0.17~0.37 | 0.17~0.37 |
Fe | Bal. | Bal. |
The phase composition of NbC coating was analyzed by X-ray diffractometer (XRD) with the scanning angle of 20°~80° and scanning step of 0.05°/step. The specimens were treated for metallographic observation by XQ-2B equipment. Then, the specimens were ground, polished, and etched by 4vol% nitrate alcohol to determine the coating thickness. The microstructures were observed by the scanning electron microscope (SEM) after the specimens were etched by the aqueous solution (10wt% KOH+10wt% K3[Fe(CN)6]). The Vickers hardness of coatings was measured. The quadrangular pyramid diamond indenter was used with the load of 20 g and loading time of 15 s. Three points were selected and measured of each substrate and the average hardness was used for analysis. The wear experiments were conducted by the MFT-4000 equipment. The GCr15 steel ball was used as the grinding material under the applied load of 20 N, the wear velocity of 60 mm/min, and the wear scar length of 10 mm. The worn surfaces of the specimens were also observed by SEM. Additionally, the composition of different areas was analyzed by the energy disperse spectroscope (EDS).

Fig.1 XRD patterns of NbC coatings on different substrates

Fig.2 Texture coefficients of crystal planes of NbC coatings on different substrates
The SEM cross-sectional morphologies of NbC coatings on the 40Cr steel and 45 steel are shown in

Fig.3 SEM cross-sectional morphologies of NbC coatings on 40Cr steel (a) and 45 steel (b) substrates

Fig.4 EDS line scanning results of NbC coatings on 40Cr steel (a) and 45 steel (b) substrates

Fig.5 SEM surface (a, b) and cross-section (c, d) morphologies of NbC coatings on 40Cr steel (a, c) and 45 steel (b, d) substrates
The grain morphology of NbC coating may be related to the nucleation and growth behavior of coating. During the pack cementation process, NbC is generated on the substrate, which provides carbon source to react with the Nb atoms supplied by the ferrocolumbium powder. Nb atoms slowly diffuse to the substrate surface by vacancy transition, whereas C atoms diffuse rapidly to the substrate surface by gap transition. When Nb atoms on the subsurface of the substrate reach the equilibrium content, NbC nucleates at the dislocations or grain boundaries on the substrate surfac

Fig.6 Schematic diagrams of NbC coating formation on steel substrate

Fig.7 Relationships between NbC coating thickness and treatment duration at different temperatures on 40Cr steel (a) and 45 steel (b) substrates
To establish the classical dynamic equations, two assumptions must be considered in the growth process of TM-nitride or TM-carbide coating. (1) The diffusion of carbon or nitrogen atoms controls the coating growth process due to the relatively large atomic radius of T
(1) |
where d is the thickness of NbC coating (μm), t is the treatment duration (s), and D is the diffusion coefficient of atoms (c

Fig.8 Fitting results of NbC coating thickness with treatment duration on 40Cr steel (a) and 45 steel (b) substrates
Temperature/K | 1123 | 1173 | 1223 | 1273 |
---|---|---|---|---|
40Cr steel | 1.23 | 2.42 | 3.78 | 5.19 |
45 steel | 1.62 | 2.98 | 4.58 | 6.05 |
In addition, the Arrhenius equation can express the relationship among the diffusion coefficient D, growth rate constant (D0), activation energy (Q), and the treatment temperature (T), as follows:
D=D0 | (2) |
where R is the gas constant (8.314 J‧mo
lnD=lnD0- | (3) |

Fig.9 Relationships of lnD-1/T of NbC coatings on 40Cr steel and 45 steel substrates
40Cr steel | 45 steel |
---|---|
113.80 | 102.76 |
The diffusion coefficient based on the treatment temperature on different substrates can be obtained, as expressed by
D40Cr=2.298×1 | (4) |
D45=1.290×1 | (5) |
Then, the empirical equation for the thickness calculation of NbC coating on 45 steel and 40Cr steel can be obtained. The coating thickness obtained from experiments is close to that estimated coating thickness d, which is calculated by
d40Cr=1.61×1 | (6) |
d45=1.14×1 | (7) |
The diffusion activation energies of NbC coating on 40Cr steel and 45 steel substrates are 113.80 and 102.76 kJ/mol, respectively. Compared with the experiment results in Ref.[
Friction tests were conducted on the steel substrates with and without the NbC coating prepared at 1273 K for 4 h. After the reciprocation wear test for 60 min, the coefficient of friction is shown in

Fig.10 Coefficient of friction of different steel substrates with and without NbC coatings prepared at 1273 K for 4 h
The variation range of the coefficient of friction for the coated specimens is relatively small, indicating that the specimens are relatively stable during the wear process. The average coefficient of friction of the coated specimens is smaller than that of the uncoated substrate, indicating that the NbC coating improves the wear resistance of the steel substrates. The average coefficient of friction of the uncoated 40Cr steel and 45 steel substrates is 0.522 and 0.532, which is about 1.3 and 1.6 times high than that of the coated 40Cr steel (0.393) and 45 steel (0.342) substrates, respectively. The coefficient of friction of the NbC coating is similar to the experiment results (0.33) in Ref.[
A white light interferometer was used to obtain the 3D topo-graphies of the wear scars, as shown in

Fig.11 Topographies of 40Cr steel (a, c) and 45 steel (b, d) substrates without (a, b) and with (c, d) NbC coatings after friction tests
The friction process mainly involves the interactions between the two materials, and the damage degree of the material surface also has a certain relationship with the friction pai

Fig.12 OM morphologies of 40Cr steel (a, c) and 45 steel (b, d) substrates without (a, b) and with (c, d) NbC coatings after friction tests
The wear resistance of the material is also affected by the hardness.

Fig.13 Hardness and volume wear rate of 40Cr steel and 45 steel substrates with and without NbC coatings prepared at 1273 K for 4 h
The hardness of the coated 40Cr steel substrate is slightly lower than that of the coated 45 steel substrate, which may be due to the larger coating thickness of the 45 steel substrate. As shown in
The wear mechanism of materials is of great significance to the surface protection. As shown in

Fig.14 SEM wear morphologies of wear tracks of 40Cr steel substrates without (a) and with (c) NbC coating; magnified images of dotted rectangular areas in Fig.14a (b) and Fig.14c (d)
Region | C | O | Fe | Nb |
---|---|---|---|---|
A | 16.42 | 15.77 | 3.89 | 63.91 |
B | 7.47 | 24.53 | 64.23 | 3.77 |
that the prominent surface is rich in C and Nb and the dark surface layer is rich in oxygen and iron. The difference in oxygen content in different areas indicates that the substrate is more vulnerable to oxidative wear damage in the friction process after the coating failure. Therefore, the wear mechanism of NbC coating in the friction process is mainly the abrasive wear and oxidation wear. It is reported that the failure mechanism of 45 steel with NbC coating during friction is the abrasive wea
1) The compact NbC coatings can be obtained on the surface of different steel substrates after pack cementation at 1273 K for 4 h. The average grain size of NbC coatings is 0.14±0.006 and 0.17±0.010 μm on 40Cr steel and 45 steel substrates, respectively. Under the same process parameters, the thickness of NbC coatings on 45 steel substrate is greater than that on 40Cr steel substrate.
2) The thickness of NbC coating is increased with prolonging the treatment duration and increasing the treatment temperature. The thickness of NbC coating has a parabolic relationship with duration in the pack cementation process, and the activation energies of NbC coating on 40Cr steel and 45 steel substrates are 113.80 and 102.76 kJ/mol, respectively.
3) The NbC coating significantly improves the wear resistance of the steel substrates. The hardness of NbC coating prepared at 1273 K for 4 h is basically higher than 21 560 MPa. The specific wear rate of NbC-coated substrates is only 34.9%~37.5% of that of the uncoated ones. The wear mechanism of NbC coating in the friction process is mainly abrasive wear, adhesive wear, and oxidation wear.
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