Abstract
Silica aerogel films were fabricated on five substrates, i.e., Ti, SiO2, GaN, Al and Si, by ambient pressure dry method. The influence of the substrate type on the morphology of the silica aerogel films was investigated. X-ray photoelectron spectroscopy (XPS) was used to observe the interfacial bonding states between silica aerogel films and the substrates. The refractive index of each film was measured by fitting the reflectance spectrum using spectroscopic ellipsometry. The morphology and cross-section of each film were observed by atomic force microscope and field emission scanning electron microscope. Results show that the binding energy offset of 0.07 eV of the Al-O center peak and 0.43 eV of the Ti 2p3/2 center peak are caused by the fabrication of the silica aerogel films, which suggests the formation of chemical bonds between the substrates and the silica aerogel films. The silica aerogel film prepared on the Ti substrate has the lowest refractive index of the films (1.17), and an approximate average porosity of 63.8% which is higher than that of the film on the Si substrate (57.2%). Effect of substrate type on the morphology of silica aerogel film is attributed to hydrophilicity. Owing to the best hydrophilicity of Ti substrate, more particles are accumulated on the Ti substrate to nucleate and grow, producing a silica aerogel film with larger surface roughness, particles and pores than other films.
Highly porous silica aerogel films are considered promising candidates for many applications, including ultra-low-density temperature-resistant insulation material
Silica films can be fabricated by many methods, such as vacuum evaporatio
Like adhesion between the film and the substrate, the substrate can affect the morphology of the fil
In the present work, the evolution of the morphology of silica aerogel films during spin coating was studied. Five substrates were used including Al, Ti, SiO2, GaN, and Si. The accumulation of particles and the pore size distribution in silica aerogel films were investigated. The extent of adhesion between the silica aerogel film and each substrate was determined. The effect of the hydrophilicity of each substrate on the morphology of the silica aerogel film was investigated to determine the influence of the characteristics of the substrate surface.
Tetraethoxysilane (TEOS, analytical reagent (AR) grade) with a solute concentration of 96% (i.e., the silica source) and hexamethyldisilazane (HMDS; AR 98%; i.e., the hydrophobic agent) were purchased from the China Pharmaceutical Group Co., Ltd. Hydrochloric acid (HCl; AR 36.5%; i.e., the hydrolysis catalyst), aqueous ammonia (NH4OH; AR 28%; i.e., the condensation catalyst), and n-hexane (AR 99.5%; i.e., the cleaning agent) were provided by Shanghai Aladdin Biochemical Technology Co., Ltd. Ethanol (AR 99.7%; i.e., the sol solvent), acetone (AR 99.5%), and hydrofluoric acid (HF; AR 40%; i.e., the cleaning agent) were purchased from Jiangyin Chemical Reagent Factory Co., Ltd.
TEOS, ethanol, pure water, and HCl were mixed in a molar ratio of 1:4:4:2 (×1
The Si substrate was pretreated with HF solution for 3 min to remove the surface oxide. It was then rinsed repeatedly with pure water. The five substrates were sonicated in acetone for 5 min to clean and to remove the surface dust and organic impurities, and subsequently immersed in ethanol for 5 min to remove the acetone. The substrates were then dried in a stream of compressed air. Before spin coating, the substrates were fixed on a rotary coater under vacuum. Aqueous NH4OH (0.25 mL) was added to form a sol solution (3 mL) and the mixture was stirred at 300 r/min for 13 min to obtain a viscous sol. The sol was then dropped onto the surface of the substrate. It was spun at a rate of 2000 r/min for 30 s. The spin coating was put in a saturated ethanol vapor atmosphere to prevent the rapid evaporation of the solvent within the silica aerogel film. The obtained silica aerogel film was kept in the saturated atmosphere for 10 min to ensure complete curing. It was then immersed in the ethanol solution for 1 d to strengthen the silica skeleton, and subsequently transferred to n-heptane for 1 d to remove residual water, ethanol, and unreacted precursor from the pores. The silica aerogel film was then hydrophobically modified for 2 d in an n-heptane solution with a 40vol% of HMDS. The modifier was renewed twice. Finally, the wet silica aerogel film was dried at room temperature for 24 h under atmospheric pressure.
The interfacial bonding states was observed by ESCALAB™ 250XI X-ray photoelectron spectroscopy (XPS) from Thermo Scientific Instruments by physically peeling the silical aerogel films from the substrates. Spectroscopic ellipsometry measurements were performed to obtain the refractive indices of the coatings over a large spectral range (380‒780 nm). The measurements were obtained at room temperature at an incidence angle of 70° with 10 nm in wavelength steps over the spectral range. Each refractive index (n) was fitted from the ellipsometry data with an accuracy of ±0.005 for the wavelength λ=632.8 nm. The AFM measurements were carried out using a Bruker Tensor system. The topographical 2D AFM images were obtained from scales of 5 μm×5 μm and 0.5 μm×0.5 μm. NanoScope Analysis software was used for visualization and subsequent statistical data analysis, including the calculation of the root mean square (RMS) roughness. The water contact angle (CA) values were measured using a JC2000D2 instrument (Shanghai Zhongchen Digital Technology Co., Ltd). A droplet of water was placed on the surface of each substrate. This was repeated three times to obtain the average CA value. The morphologies of the surface and cross-section of each silica aerogel film were investigated by field emission scanning electron microscopy (FESEM, Hitachi Su8220) at 0.5 kV. Cross-sections were prepared using the classical method of breaking by hand without mechanical polishing. The pore distributions of silica aerogel films on various substrates were obtained by Image J software based on the SEM photographs. In order to ensure the accuracy of statistical data, the silica sol was spin-coated on the same type of substrate three times and each sample was photographed five times. Finally 1000 points were selected for each photo and then, they were divided into 10 groups to obtain the frequency.
The components of the silica aerogel films were characterized by XPS.

Fig.1 XPS spectra of silica aerogel films (a) and core level spectra of Al 2p (b), Ti 2p (c), Si 2p (d) and GaN (e)
In the present study, the gel time was controlled within 20 min by adjusting the amount of ammonia catalyst. After condensation for 13 min, the sol was dripped onto the surface of the substrate and immediately spin-coated. The porous structure of the silica aerogel film was confirmed by measuring its refractive index. The refractive index was determined at various positions, i.e., the center and both edges, as indicated by A‒F in
(1) |

Fig.2 Refractive index of silica aerogel films on five substrates (a) and corresponding positions (b) (left edge: A, B; central region: C, D; right edge: E, F)
where p represents the porosity of the silica aerogel film, and nSilica and nAerogel represent the refractive indices of solid silica and the silica aerogel, respectively. nSilica has a constant value of 1.458.
The results are shown in
The sol was deposited on different substrates at the same spin-coating rate and for the same duration time. It is believed that the fabrication of silica aerogel film is carried out by a chemical hydrolysis-condensation process, also as a result of the nucleation, growth, and aggregation of particles, which will be affected by the substrate type. AFM photographs at different scales are shown in

Fig.3 AFM images of silica aerogel films at scales of 0.5 μm×0.5 μm (a‒e) and 5 μm×5 μm (f‒j) on various substrates: (a, f) Ti, (b, g) SiO2, (c, h) GaN, (d, i) Al, and (e, j) Si
The effect of the substrate type on the morphology of the silica aerogel film is believed to be associated with the surface hydrophilicity. Therefore, the surface morphologies of the silica aerogel films were investigated by SEM, and the water contact angles on various substrates were also measured. The results are shown in

Fig.4 Surface morphologies of silica aerogel films and their corresponding water contact angles on various substrates (a‒e) and statistical pore diameter distributions (f): (a) Ti, (b) SiO2, (c) GaN, (d) Al, and (e) Si
According to the analysis of the AFM images described above, the difference in the morphologies is a result of particle accumulation. Because the particles are close in the silica aerogel film on the Ti substrate, it is easier for them to attract neighboring particles and molecules through van der Waals forces and electrostatic attractions. Therefore, they form clusters or merge into large particles. This facilitates particle growth. However, on the Si substrate, the greater distances between the particles impede their connection with each other. Moreover, owing to their low mass and surface charge, the small particles are difficult to attract neighboring molecules to merge. The growth of particles becomes difficult, and can only proceed by free diffusion and random collision. Small particles inevitably result in small pores and uniform pore distribution. Considering the water contact angle and the FESEM images, the morphology of each silica aerogel film is related to the hydrophilicity of substrate. It is easier to form large particles and pores on hydrophilic substrates. In general, the hydrophilicity of substrate depends on its molecular polarity: the larger the molecular polarity, the higher the hydrophilicity. Therefore, there is greater potential for the formation of large particles and pores.
Cross-sections of the silica aerogel films were investigated by FESEM. They are displayed in

Fig.5 Cross-sections of silica aerogel films on various substrates: (a) Ti, (b) SiO2, (c) GaN, (d) Al, and (e) Si
According to the analysis described above, the substrate has a significant effect on the morphology of the silica aerogel film. Hydrophilic surfaces promote large particles and their accumulation, which leads to increased surface roughness, non-uniform pore distribution, and large pores. However, it does promote adhesion between the substrate and the silica aerogel film. In contrast, hydrophobic surfaces produce small highly dispersed particles, smooth surfaces, and small pores. However, they also result in poor adhesion between the substrate and the silica aerogel film. The difference is due to the sol-gel fabrication of the silica aerogel film. The gelation process follows the classical nucleation-growth la
The current study indicates that different types of substrates cause changes of the morphologies of silica aerogel films. This may be attributed to the influence of the hydrophilicity of the substrates on the nucleation and growth of particles. The hydrophilicity of a substrate depends on its molecular polarity. Hydrophilic substrates are usually composed of polar molecules, which result in positive and negative potentials on the surface. The hydrophilicity of silica substrate is caused by the electrical difference between oxygen and silicon. For Al and Ti substrates, hydrophilicity is caused by the electrical differences between the metal and oxygen atoms, because Al2O3 and TiO2 usually form on the surfaces of the substrates. Owing to the difference in surface potential, the oxygen atoms on the surface bond with the hydroxyl groups of the silica aerogel skeletons to form hydrogen bonds. For GaN substrate, the nitrogen atoms replaces the role of oxygen atoms. Additionally, owing to the similarity in the molecular composition, besides the hydrogen bonds between the silica substrate and the silica aerogel film, weak Si-O bonds between the silica and the hydroxyl groups may also form, which is illustrated in

Fig.6 Fabrication of silica aerogel films on substrates: (a) molecular bonds at the interface between the hydrophilic substrate and the silica aerogel film; (b) accumulation and growth of particles on hydrophilic (left) and hydrophobic (right) substrates
According to the classical nucleation theory, the nucleation rate can be expressed as follow
(2) |
where K represents the dynamic pre-exponential factor, ΔGi is the Gibbs free energy to form the cluster I, KB is the Boltzmann constant, and T is temperature. The nucleation barrier is determined by the volume free energy and the surface free energy
(3) |
where ∆μi represents the change of chemical potential of the cluster I, σ represents surface free energy, and Ai represents surface area of the cluster i. The formation of molecular bonds reduces the interfacial energy between the nucleus and the substrate, resulting in the decrease of ΔGi and the increase of J. Because the wetting angle decreases with the interfacial energy, the interface energy can be expressed in terms of the wetting angle. The effect of the wetting angle on nucleation energy follows the classical nucleation theory:
(4) |
(5) |
where ΔGhomo and ΔGhet represent the Gibbs free energy for homogeneous and heterogeneous nucleation, respectively; θ is the wetting angle. When θ<90°, the substrate will reduce nucleation energy and improve the efficiency of nucleation significantly. The large nucleation rate and low nucleation energy lead to the massive accumulation of particles on the surface of the hydrophilic substrate, which shortens the distance between particles and produces many nucleation sites. Neighboring particles merge with each other to form large ones. The large particles and clusters become the new nucleation site
1) Chemical bonds between substrates of Al and Ti and the silica aerogel films are confirmed by XPS measurement. Meanwhile, the silica aerogel film on the Ti substrate has a minimum refractive index of approximately 1.17 at the center, and the porosity is up to 62.8%.
2) Ti substrate with the highest hydrophilicity causes the greatest accumulation of particles in the silica aerogel film, which results in large particles, large pores, and high roughness. The hydrophilicity is weaked in an order of SiO2, GaN, Al and Si substrates. The silica aerogel film on Si substrate with weak hydrophilicity has the smallest particles and pores and small roughness.
3) Nucleation is easier in a silica aerogel film on a hydrophilic substrate; the particles aggregate more readily and grow to form large particles, leading to the formation of larger pores. Owing to weak molecular polarity, the accumulation of particles on the surface of hydrophobic substrate is reduced, and the nucleation and growth of particles are impeded.
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